This course is part of FinTech: Finance Industry Transformation and Regulation Specialization
Instructors: Garvin Percy DIAS
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5 assignments
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
9 videos2 readings1 assignment2 discussion prompts
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
11 videos1 reading2 assignments1 discussion prompt
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
10 videos1 assignment1 discussion prompt
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
11 videos1 assignment
In this module, learners will complete a final project for the course involving research on how FinTech creates new sources of risks & challenges to large existing financial institutions and develop business strategies balancing the risks in operation, reputation and the stability of those firms.
1 reading1 peer review1 discussion prompt
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Duke University
The Hong Kong University of Science and Technology
The Hong Kong University of Science and Technology
The Hong Kong University of Science and Technology
201 reviews
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Reviewed on Jun 2, 2020
A very good course for learning basic knowledge of Fintech Risk Management
Reviewed on Jun 14, 2020
The course is great for risk management and IT compliance but touches a little less on FinTech, but the overall learning is great.
Reviewed on Oct 21, 2018
Great course for Basel Regulatory consultants and banking C level leaders.Thank you..
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