This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms.
You will learn about new challenges of compliance with financial requirements and government regulations and how you can deal with these changes, strategies in analysing FinTech risk and how operation risks increase in finance industry in this changing environment. As tech firms are now becoming more like finance firms such as Alibaba, Apple, and Tencent etc., you will learn about the importance of IT compliance and assurance and practical skills in dealing with these changes.
Ce cours fait partie de la Spécialisation FinTech: Finance Industry Transformation and Regulation
FinTech Risk Management
proposé par
Spécialisation FinTech: Finance Industry Transformation and RegulationUniversité des sciences et technologies de Hong Kong
Programme du cours : ce que vous apprendrez dans ce cours
Semaine
12 heures pour terminer
Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
9 vidéos (Total 99 min), 2 lectures, 1 quiz
9 vidéos
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11 min
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19 min
1.4 Financial Compliance Challenges11 min
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10 min
1.6 Compliance regarding Crypto and ICOs10 min
1.7 Security, Monitoring Compliance & Data Protection Policies11 min
1.8 Compliance to Tax & Control10 min
1.9 Week 1 Summary5 min
2 lectures
Course Outline10 min
Assignments & Grading10 min
1 exercice pour s'entraîner
Week 1 Quiz20 min
Semaine
22 heures pour terminer
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
11 vidéos (Total 106 min), 1 lecture, 2 quiz
11 vidéos
2.1 Week 2 Overview3 min
2.2 Introduction to FinTech Risks11 min
2.3 FinTech Operational Risk Examples10 min
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19 min
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29 min
2.6 Risk Management & Fraud Avoidance11 min
2.7 Introduction to Risk Analysis9 min
2.8 Risk Management Process I8 min
2.9 Risk Management Process II9 min
2.10 Internal Controls11 min
2.11 Week 2 summary10 min
1 lecture
Risk Assessment Template10 min
2 exercices pour s'entraîner
Practical exercise: Data breach internal controls6 min
Week 2 Quiz20 min
Semaine
32 heures pour terminer
IT Compliance & Assurance Part 1
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
10 vidéos (Total 95 min), 1 quiz
10 vidéos
3.1 Week 3 Overview7 min
3.2 Business Application Development I10 min
3.3 Business Application Development II8 min
3.4 Implementation & Review9 min
3.5 Risks Associate with Business Application Development9 min
3.6 Information System Maintenance Practices10 min
3.7 Change Management Process I10 min
3.8 Change Management Process II8 min
3.9 Emergency Changes10 min
3.10 Week 3 Summary9 min
1 exercice pour s'entraîner
Week 3 Quiz20 min
Semaine
42 heures pour terminer
IT Compliance & Assurance Part 2
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
11 vidéos (Total 107 min), 1 quiz
11 vidéos
4.1 Week 4 Overview6 min
4.2 Business Continuity Plan and Disaster Recovery10 min
4.3 Business Continuity Plan Step 1-28 min
4.4 Business Continuity Plan Step 211 min
4.5 Process of Business Impact Analysis6 min
4.6 Business Continuity Plan Step 3 Part 111 min
4.7 Business Continuity Plan Step 3 Part 29 min
4.8 Business Continuity Plan Step 411 min
4.9 Business Continuity Plan Step 5-710 min
4.10 Data Backup & Restoration Policy9 min
4.11 Week 4 Summary10 min
1 exercice pour s'entraîner
Week 4 Quiz20 min
4.7
7 avisMeilleurs avis
Great course for Basel Regulatory consultants and banking C level leaders.\n\nThank you..
Enseignants
Garvin Percy DIAS
Associate Professor of Business EducationInformation Systems, Business Statistics and Operations Management Department
Theodore Henry King CLARK
Associate ProfessorInformation Systems, Business Statistics and Operations Management Department
À propos de Université des sciences et technologies de Hong Kong
HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world.
À propos de la Spécialisation FinTech: Finance Industry Transformation and Regulation
Objective
This Specialization is intended for finance professional who are seeking to develop skills and understanding of FinTech. Through these four courses, you will cover FinTech foundations and overview, FinTech security and regulation (RegTech), FinTech risk management and FinTech disruptive innovation: implications to society, which will prepare you to become more confident and persuasive in your ability to analyze and make decisions regarding how to react to these changes.
Key Benefits
You will earn a FinTech specialization certificate offered by the HKUST and Coursera after completing all four courses. You can add to your resume and Linkedin profile which can benefit to your career in finance industry. Also you will gain knowledge and insights in FinTech for your current and future career development in Finance industry.
Who is this Specialization for?
Everyone who is interested in FinTech and wants to learn more is welcome and will benefit from this course, and is useful for finance executives, government officers, entrepreneurs, consumers and investors of FinTech.
To know more...
Find out more and watch the FinTech specialization promotional video on Youtube.
https://youtu.be/MmqNLp4iuZE
Foire Aux Questions
Quand aurai-je accès aux vidéos de cours et aux devoirs ?
Une fois que vous êtes inscrit(e) pour un Certificat, vous pouvez accéder à toutes les vidéos de cours, et à tous les quiz et exercices de programmation (le cas échéant). Vous pouvez soumettre des devoirs à examiner par vos pairs et en examiner vous-même uniquement après le début de votre session. Si vous préférez explorer le cours sans l'acheter, vous ne serez peut-être pas en mesure d'accéder à certains devoirs.
À quoi ai-je droit si je m'abonne à cette Spécialisation ?
Lorsque vous vous inscrivez au cours, vous bénéficiez d'un accès à tous les cours de la Spécialisation, et vous obtenez un Certificat lorsque vous avez réussi. Votre Certificat électronique est alors ajouté à votre page Accomplissements. À partir de cette page, vous pouvez imprimer votre Certificat ou l'ajouter à votre profil LinkedIn. Si vous souhaitez seulement lire et visualiser le contenu du cours, vous pouvez accéder gratuitement au cours en tant qu'auditeur libre.
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