This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms.
Ce cours fait partie de la Spécialisation FinTech: Finance Industry Transformation and Regulation
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Spécialisation FinTech: Finance Industry Transformation and RegulationUniversité des sciences et technologies de Hong KongÀ propos de ce cours
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Cours 3 sur 4 dans le
Dates limites flexibles
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Niveau débutant
Approx. 15 heures pour terminer
Anglais
Sous-titres : Anglais, Chinois (simplifié)
Enseignants
Certificat partageable
Obtenez un Certificat lorsque vous terminez
100 % en ligne
Commencez dès maintenant et apprenez aux horaires qui vous conviennent.
Cours 3 sur 4 dans le
Dates limites flexibles
Réinitialisez les dates limites selon votre disponibilité.
Niveau débutant
Approx. 15 heures pour terminer
Anglais
Sous-titres : Anglais, Chinois (simplifié)
Offert par
Université des sciences et technologies de Hong Kong
HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world.
Programme du cours : ce que vous apprendrez dans ce cours
3 heures pour terminer
Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
3 heures pour terminer
9 vidéos (Total 99 min), 2 lectures, 1 quiz
9 vidéos
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11 min
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19 min
1.4 Financial Compliance Challenges11 min
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10 min
1.6 Compliance regarding Crypto and ICOs10 min
1.7 Security, Monitoring Compliance & Data Protection Policies11 min
1.8 Compliance to Tax & Control10 min
1.9 Week 1 Summary5 min
2 lectures
Course Outline10 min
Assignments & Grading10 min
1 exercice pour s'entraîner
Week 1 Quiz20 min
3 heures pour terminer
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
3 heures pour terminer
11 vidéos (Total 106 min), 1 lecture, 2 quiz
11 vidéos
2.1 Week 2 Overview3 min
2.2 Introduction to FinTech Risks11 min
2.3 FinTech Operational Risk Examples10 min
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19 min
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29 min
2.6 Risk Management & Fraud Avoidance11 min
2.7 Introduction to Risk Analysis9 min
2.8 Risk Management Process I8 min
2.9 Risk Management Process II9 min
2.10 Internal Controls11 min
2.11 Week 2 summary10 min
1 lecture
Risk Assessment Template10 min
2 exercices pour s'entraîner
Practical exercise: Data breach internal controls30 min
Week 2 Quiz20 min
2 heures pour terminer
IT Compliance & Assurance Part 1
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
2 heures pour terminer
10 vidéos (Total 95 min)
10 vidéos
3.1 Week 3 Overview7 min
3.2 Business Application Development I10 min
3.3 Business Application Development II8 min
3.4 Implementation & Review9 min
3.5 Risks Associate with Business Application Development9 min
3.6 Information System Maintenance Practices10 min
3.7 Change Management Process I10 min
3.8 Change Management Process II8 min
3.9 Emergency Changes10 min
3.10 Week 3 Summary9 min
1 exercice pour s'entraîner
Week 3 Quiz20 min
2 heures pour terminer
IT Compliance & Assurance Part 2
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
2 heures pour terminer
11 vidéos (Total 107 min)
11 vidéos
4.1 Week 4 Overview6 min
4.2 Business Continuity Plan and Disaster Recovery10 min
4.3 Business Continuity Plan Step 1-28 min
4.4 Business Continuity Plan Step 211 min
4.5 Process of Business Impact Analysis6 min
4.6 Business Continuity Plan Step 3 Part 111 min
4.7 Business Continuity Plan Step 3 Part 29 min
4.8 Business Continuity Plan Step 411 min
4.9 Business Continuity Plan Step 5-710 min
4.10 Data Backup & Restoration Policy9 min
4.11 Week 4 Summary10 min
1 exercice pour s'entraîner
Week 4 Quiz20 min
Avis
Meilleurs avis pour FINTECH RISK MANAGEMENT
par RR23 juil. 2020
Detailed lectures which explains the Risk Management and Mitigation providing complete organization's overview on the same and with case studies.
par AA14 juin 2020
The course is great for risk management and IT compliance but touches a little less on FinTech, but the overall learning is great.
par SD20 juil. 2019
A quick guide to regulatory and IT risks related to fintech. Thanks to Prof Percy and Clark for putting together such good work.
par DD17 août 2020
Very useful and very much needed for every one to have an in-depth knowledge about Fintech nad risk management professional
À propos du Spécialisation FinTech: Finance Industry Transformation and Regulation
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