Compliance isn’t only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It’s also about the positive impact a robust and ethical compliance program can have on a business or organization. In this course we will discuss why compliance is important – from the needs facing businesses in highly regulated industries to avoiding fines and penalties to preventing reputational and economic nightmares. We’ll examine real-world examples of compliance and governance failures and their impact, and consider strategies for avoiding similar situations in our own organizations. You’ll be able to think about risk management in new ways and apply strategies to manage it.
Ce cours fait partie de la Spécialisation Regulatory Compliance
What is Compliance?
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Ce que vous allez apprendre
Define compliance within an industry setting
Describe the ways in which compliance affects any industry, company, or organization
Identify the reasons industries, companies, and organizations should engage in compliance
Examine the importance of compliance in supporting the financial, reputational, and functional aspects of an industry, company, or organization
Compétences que vous acquerrez
Risk ManagementBrand ManagementStrategic PlanningCompliance
Programme du cours : ce que vous apprendrez dans ce cours
Semaine
12 heures pour terminer
What is compliance?
What is compliance and why is it important? In this module, we answer those questions while also looking at some recent high-profile cases of non-compliance in the business world.
8 vidéos (Total 36 min), 3 lectures, 2 quiz
8 vidéos
Defining Compliance5 min
Making Rules "Stick"5 min
Knowing the Rules5 min
Case Study: Enron's Systemic Compliance Failures (Part 1)4 min
Case Study: Enron's Systemic Compliance Failures (Part 2)5 min
Case Studies: The "One Guy" Problem4 min
Module 1 Summary3 min
3 lectures
Pre-Course Survey (Optional)10 min
What Is Compliance?20 min
Enron Scandal: The Fall of a Wall Street Darling25 min
2 exercices pour s'entraîner
Making Rules "Stick"2 min
Module 1 Quiz15 min
Semaine
22 heures pour terminer
Why is Compliance Important?
Non-compliance can have massive real-world implications for the general public, not just individuals directly related to a non-compliant company. In this module, we examine laws that specifically create compliance obligations, as well as the potential costs of non-compliance.
6 vidéos (Total 23 min), 1 lecture, 4 quiz
6 vidéos
The Demands of a Settlement Agreement3 min
The Board of Directors Has a Fiduciary Duty5 min
Avoiding Reputational Harm3 min
The Indispensable and Positive Value of Compliance4 min
Module 2 Recap57s
1 lectures
Avoiding Fines and Penalties45 min
4 exercices pour s'entraîner
Is It a Financial Driver?4 min
The Board of Directors' Duties6 min
The Positive Values of Compliance6 min
Module 2 Quiz20 min
Semaine
32 heures pour terminer
Compliance & Risk
Every company and organization must deal with risk, and compliance is ultimately a vehicle to mitigate risk. This module explores the close relationship between compliance and risk management. We will analyze the ways in which compliance programs manage risk, as well as alternative forms of risk management.
5 vidéos (Total 17 min), 2 lectures, 2 quiz
5 vidéos
Risk Analysis3 min
Risk Tolerance2 min
Outsourcing Risk & Compliance2 min
Insurance as Another Vehicle to Manage Risk4 min
2 lectures
Responses to Reputational Harm20 min
Chipotle's Food Safety Crisis25 min
2 exercices pour s'entraîner
Reading Quiz - Assessing Chipotle's Risk5 min
Module 3 Quiz20 min
Semaine
43 heures pour terminer
Developments in the Field of Compliance
This module highlights developments in the ever-evolving world of compliance, with special emphasis on recent trends in regulatory focus.
3 vidéos (Total 14 min), 3 lectures, 2 quiz
3 vidéos
Institutional Compliance v. Compliance in Specific Subject Areas3 min
The Burgeoning Profession of Compliance2 min
3 lectures
"Loot Boxes" & Regulation20 min
Concluding Thoughts10 min
Post-Course Survey (Optional)10 min
1 exercices pour s'entraîner
Generalist or Specialist?8 min
4.9
33 avis33%
ont bénéficié d'un avantage concret dans leur carrières grâce à ce cours
Meilleurs avis pour What is Compliance?
I really love this course. It is so well structured and easily understandable. I just want a mix of more examples of Compliance issues across the world to allow for direct relations.
Lecturers are just amazing.\n\nReadings are interesting and related to the course.\n\nQuestions are helpful\n\nCourse is pretty simple thou
Enseignants
Andrew Kandel
Lecturer in Law
Lauren Steinfeld
Lecturer in LawÀ propos de Université de Pennsylvanie
The University of Pennsylvania (commonly referred to as Penn) is a private university, located in Philadelphia, Pennsylvania, United States. A member of the Ivy League, Penn is the fourth-oldest institution of higher education in the United States, and considers itself to be the first university in the United States with both undergraduate and graduate studies.
À propos du Spécialisation Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.
This specialization will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications, and then closely examine two of the most important areas of compliance in today’s business climate: privacy compliance, and anti-corruption. The insights from this program will be applicable to a wide range of different types of organizations, from private companies to non-profits.
Foire Aux Questions
Quand aurai-je accès aux vidéos de cours et aux devoirs ?
Une fois que vous êtes inscrit(e) pour un Certificat, vous pouvez accéder à toutes les vidéos de cours, et à tous les quiz et exercices de programmation (le cas échéant). Vous pouvez soumettre des devoirs à examiner par vos pairs et en examiner vous-même uniquement après le début de votre session. Si vous préférez explorer le cours sans l'acheter, vous ne serez peut-être pas en mesure d'accéder à certains devoirs.
À quoi ai-je droit si je m'abonne à cette Spécialisation ?
Lorsque vous vous inscrivez au cours, vous bénéficiez d'un accès à tous les cours de la Spécialisation, et vous obtenez un Certificat lorsque vous avez réussi. Votre Certificat électronique est alors ajouté à votre page Accomplissements. À partir de cette page, vous pouvez imprimer votre Certificat ou l'ajouter à votre profil LinkedIn. Si vous souhaitez seulement lire et visualiser le contenu du cours, vous pouvez accéder gratuitement au cours en tant qu'auditeur libre.
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